1. sangita rani
  2. NISM Certifications
  3. Friday, 14 December 2018
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After NISM Research Analyst Course can any one start his own office and recommend stocks to his clients and take charges against his services??

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Yes. What you are aiming for is basically called as "Independent Research Analyst".


Independent research analyst or research entity (intermediary) who is engaged in issuance of research report or research analysis is required to make an application for registration under RA Regulations.


Please keep in mind that the minimum requirements for becoming a Research Analyst is Post-Graduate (preferably in Finance) and that your net-worth is at least Rs. 1,00,000/-. The registration fees for Research Analyst (RA) is Rs. 10,000/- for individuals and Rs. 5,00,000/- for Corporates.


However, please ensure that you comply with all regulations from time to time, post-registration:



  • Once registered, the RA must comply with the reporting requirements as specified by SEBI from time to time.

  • The RA must regularly check the SEBI website for any updation/ circulars/guidelines issued from SEBI from time to time with respect to the RA.

  • The RA must intimate to SEBI any material change in the details already furnished to SEBI within a reasonable period of time.


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  1. more than a month ago
  2. NISM Certifications
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Thanks for reply, I don't have last 3 years ITR so what can i do to register my self as RA with SEBI. Plz suggest.

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  1. more than a month ago
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